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Data dictionary: Forms 3, 4 and 5 (insider ownership and transactions) - SEC Insider Transactions Data Sets

Machine-readable data dictionary for Forms 3, 4 and 5 (insider ownership and transactions) - SEC Insider Transactions Data Sets: every field (147) with the agency's own definition and source citation, official code lists, the values actually found in the published files (2006q1 to 2026q2), with company identifiers named as CIK, LEI and FIGI.

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TableFieldOfficial definitionForm itemCode list
DERIV_HOLDINGACCESSION_NUMBERUnique identifier assigned by the SEC to each EDGAR submission
DERIV_HOLDINGDERIV_HOLDING_SKDerivative holding surrogate key
DERIV_HOLDINGSECURITY_TITLETitle of Derivative Security
DERIV_HOLDINGSECURITY_TITLE_FNFootnote identifier on Title of Derivative Security
DERIV_HOLDINGCONV_EXERCISE_PRICEConversion Or exercise price
DERIV_HOLDINGCONV_EXERCISE_PRICE_FNFootnote identifier on conversion or exercise price
DERIV_HOLDINGTRANS_FORM_TYPETransaction form type
DERIV_HOLDINGTRANS_FORM_TYPE_FNTransaction form type footnote
DERIV_HOLDINGEXERCISE_DATEDate Exercisable and Expiration Date
DERIV_HOLDINGEXERCISE_DATE_FNDate Exercisable and Expiration Date footnote
DERIV_HOLDINGEXPIRATION_DATEDate Exercisable and Expiration Date
DERIV_HOLDINGEXPIRATION_DATE_FNDate Exercisable and Expiration Date footnote
DERIV_HOLDINGUNDLYNG_SEC_TITLETitle of Underlying Securities
DERIV_HOLDINGUNDLYNG_SEC_TITLE_FNFoot note on Title of Underlying Securities
DERIV_HOLDINGUNDLYNG_SEC_SHARESNumber of shares reported of Underlying Securities
DERIV_HOLDINGUNDLYNG_SEC_SHARES_FNFootnote identifier on Number of shares reported of Underlying Securities
DERIV_HOLDINGUNDLYNG_SEC_VALUEAmount of Underlying Securities value
DERIV_HOLDINGUNDLYNG_SEC_VALUE_FNFootnote identifier on Amount of Underlying Securities value
DERIV_HOLDINGSHRS_OWND_FOLWNG_TRANSShares owned at end of Fiscal Year
DERIV_HOLDINGSHRS_OWND_FOLWNG_TRANS_FNShares owned at end of Fiscal Year footnote
DERIV_HOLDINGVALU_OWND_FOLWNG_TRANSValue owned of the Securities owned at end of Fiscal Year
DERIV_HOLDINGVALU_OWND_FOLWNG_TRANS_FNValue owned of the Securities owned at end of Fiscal Year footnote
DERIV_HOLDINGDIRECT_INDIRECT_OWNERSHIPOwnership Form: Direct or Indirect
DERIV_HOLDINGDIRECT_INDIRECT_OWNERSHIP_FNOwnership Form: Direct or Indirect footnote
DERIV_HOLDINGNATURE_OF_OWNERSHIPNature of Indirect Beneficial Ownership
DERIV_HOLDINGNATURE_OF_OWNERSHIP_FNNature of Indirect Beneficial Ownership footnote
DERIV_TRANSACCESSION_NUMBERUnique identifier assigned by the SEC to each EDGAR submission
DERIV_TRANSDERIV_TRANS_SKderivative transaction surrogate key
DERIV_TRANSSECURITY_TITLETitle of Derivative Security
DERIV_TRANSSECURITY_TITLE_FNTitle of Derivative Security footnote
DERIV_TRANSCONV_EXERCISE_PRICEConversion or Exercise Price
DERIV_TRANSCONV_EXERCISE_PRICE_FNconversion or exercise price footnote
DERIV_TRANSTRANS_DATETransaction date when transaction originally occured
DERIV_TRANSTRANS_DATE_FNTransaction date footnote
DERIV_TRANSDEEMED_EXECUTION_DATEDeemed execution date
DERIV_TRANSDEEMED_EXECUTION_DATE_FNDeemed execution date footnote
DERIV_TRANSTRANS_FORM_TYPEType of forms submitted as part of Transaction
DERIV_TRANSTRANS_CODEMandatory transaction code as provided in TransCodeList choices
DERIV_TRANSEQUITY_SWAP_INVOLVEDIndicator to show if the transaction involves an equity or swap
DERIV_TRANSEQUITY_SWAP_INVOLVED_FNFootnote for transaction involving equity or swap
DERIV_TRANSTRANS_TIMELINESSIndicator to show timeliness of transaction
DERIV_TRANSTRANS_TIMELINESS_FNIndicator to show timeliness footnote of transaction
DERIV_TRANSTRANS_SHARESTransaction shares reported when Transaction shares reported when Securities Acquired (A) or Disposed of (D)
DERIV_TRANSTRANS_SHARES_FNTransaction shares reported when Securities Acquired (A) or Disposed of (D) footnote
DERIV_TRANSTRANS_TOTAL_VALUETransaction total value reported when Securities Acquired (A) or Disposed of (D)
DERIV_TRANSTRANS_TOTAL_VALUE_FNTransaction total value reported when Securities Acquired (A) or Disposed of (D) footnote
DERIV_TRANSTRANS_PRICEPERSHAREPrice of Derivative Transaction Security
DERIV_TRANSTRANS_PRICEPERSHARE_FNPrice of Derivative Transaction Security footnote
DERIV_TRANSTRANS_ACQUIRED_DISP_CDTransaction code reported when Securities Acquired (A) or Disposed of (D)
DERIV_TRANSTRANS_ACQUIRED_DISP_CD_FNFootnote related to Securities transaction (acquired or disposed)
DERIV_TRANSEXCERCISE_DATEDate Exercisable and Expiration Date
DERIV_TRANSEXCERCISE_DATE_FNDate Exercisable and Expiration Date footnote
DERIV_TRANSEXPIRATION_DATEDate Exercisable and Expiration Date
DERIV_TRANSEXPIRATION_DATE_FNDate Exercisable and Expiration Date footnote
DERIV_TRANSUNDLYNG_SEC_TITLETitle of Underlying Securities
DERIV_TRANSUNDLYNG_SEC_TITLE_FNTitle of Underlying Securities footnote
DERIV_TRANSUNDLYNG_SEC_SHARESNumber of shares owned of Underlying Securities
DERIV_TRANSUNDLYNG_SEC_SHARES_FNNumber of shares owned of Underlying Securities footnote
DERIV_TRANSUNDLYNG_SEC_VALUEValue of Underlying Securities
DERIV_TRANSUNDLYNG_SEC_VALUE_FNValue of Underlying Securities footnote
DERIV_TRANSSHRS_OWND_FOLWNG_TRANSShares owned at end of Fiscal Year
DERIV_TRANSSHRS_OWND_FOLWNG_TRANS_FNShares owned at end of Fiscal Year footnote
DERIV_TRANSVALU_OWND_FOLWNG_TRANSValue owned at end of Fiscal Year
DERIV_TRANSVALU_OWND_FOLWNG_TRANS_FNValue owned at end of Fiscal Year footnote
DERIV_TRANSDIRECT_INDIRECT_OWNERSHIPDirect or indirect ownership
DERIV_TRANSDIRECT_INDIRECT_OWNERSHIP_FNDirect or indirect ownership footnote
DERIV_TRANSNATURE_OF_OWNERSHIPNature of ownership
DERIV_TRANSNATURE_OF_OWNERSHIP_FNNature of ownership footnote
FOOTNOTESACCESSION_NUMBERUnique identifier assigned by the SEC to each EDGAR submission
FOOTNOTESFOOTNOTE_IDFootnote identifier
FOOTNOTESFOOTNOTE_TXTFootnote text
NONDERIV_HOLDINGACCESSION_NUMBERUnique identifier assigned by the SEC to each EDGAR submission
NONDERIV_HOLDINGNONDERIV_HOLDING_SKNonderivative holding surrogate key
NONDERIV_HOLDINGSECURITY_TITLESecurity title
NONDERIV_HOLDINGSECURITY_TITLE_FNFootnote Identifier on Security title
NONDERIV_HOLDINGTRANS_FORM_TYPETransaction form type
NONDERIV_HOLDINGTRANS_FORM_TYPE_FNFootnote Identifier on Transaction form type
NONDERIV_HOLDINGSHRS_OWND_FOLWNG_TRANSShares owned following transaction
NONDERIV_HOLDINGSHRS_OWND_FOLWNG_TRANS_FNFootnote Identifier for Shares owned following transaction
NONDERIV_HOLDINGVALU_OWND_FOLWNG_TRANSValue owned following transaction
NONDERIV_HOLDINGVALU_OWND_FOLWNG_TRANS_FNFootnote Identifier on value owned following transaction
NONDERIV_HOLDINGDIRECT_INDIRECT_OWNERSHIPDirect or Indirect ownership
NONDERIV_HOLDINGDIRECT_INDIRECT_OWNERSHIP_FNFootnote Identifier on Direct or Indirect ownership
NONDERIV_HOLDINGNATURE_OF_OWNERSHIPNature of Indirect Beneficial Ownership
NONDERIV_HOLDINGNATURE_OF_OWNERSHIP_FNFootnote Identifier on Nature of Indirect Beneficial Ownership
NONDERIV_TRANSACCESSION_NUMBERUnique identifier assigned by the SEC to each EDGAR submission
NONDERIV_TRANSNONDERIV_TRANS_SKNonderiv transaction surrogate key
NONDERIV_TRANSSECURITY_TITLETitle of Security
NONDERIV_TRANSSECURITY_TITLE_FNSecurity title footnote
NONDERIV_TRANSTRANS_DATETransaction date
NONDERIV_TRANSTRANS_DATE_FNFootnote Identifier Transaction date
NONDERIV_TRANSDEEMED_EXECUTION_DATEDeemed execution date
NONDERIV_TRANSDEEMED_EXECUTION_DATE_FNFootnote Identifier Deemed execution date
NONDERIV_TRANSTRANS_FORM_TYPETransaction form type
NONDERIV_TRANSTRANS_CODETransaction code
NONDERIV_TRANSEQUITY_SWAP_INVOLVEDIndicator to show if the transaction involves an equity or swap
NONDERIV_TRANSEQUITY_SWAP_INVOLVED_FNFootnote Identifier Transaction involving equity or swap
NONDERIV_TRANSTRANS_TIMELINESSTransaction timeliness
NONDERIV_TRANSTRANS_TIMELINESS_FNTransaction timeliness footnote
NONDERIV_TRANSTRANS_SHARESTransaction shares reported when Securities Acquired (A) or Disposed of (D)
NONDERIV_TRANSTRANS_SHARES_FNFootnote Identifier transaction shares reported when Securities Acquired (A) or Disposed of (D)
NONDERIV_TRANSTRANS_PRICEPERSHAREPrice of non-Derivative Transaction Security
NONDERIV_TRANSTRANS_PRICEPERSHARE_FNPrice of Derivative Transaction Security footnote
NONDERIV_TRANSTRANS_ACQUIRED_DISP_CDTransaction code reported when Securities Acquired (A) or Disposed of (D)
NONDERIV_TRANSTRANS_ACQUIRED_DISP_CD_FNTransaction code reported when Securities Acquired (A) or Disposed of (D) footnote
NONDERIV_TRANSSHRS_OWND_FOLWNG_TRANSSecurities owned at end of Fiscal Year
NONDERIV_TRANSSHRS_OWND_FOLWNG_TRANS_FNSecurities owned at end of Fiscal Year footnote
NONDERIV_TRANSVALU_OWND_FOLWNG_TRANSfollowing reported transaction(s)
NONDERIV_TRANSVALU_OWND_FOLWNG_TRANS_FNFootnote for following reported transaction(s)
NONDERIV_TRANSDIRECT_INDIRECT_OWNERSHIPDirect or Indirect ownership
NONDERIV_TRANSDIRECT_INDIRECT_OWNERSHIP_FNDirect or Indirect ownership footnote ID
NONDERIV_TRANSNATURE_OF_OWNERSHIPNature of Indirect Beneficial Ownership
NONDERIV_TRANSNATURE_OF_OWNERSHIP_FNFootnote Identifier on nature of Indirect Beneficial Ownership
OWNER_SIGNATUREACCESSION_NUMBERUnique identifier assigned by the SEC to each EDGAR submission
OWNER_SIGNATUREOWNERSIGNATURENAMEReporting owner signature name
OWNER_SIGNATUREOWNERSIGNATUREDATEReporting owner signature date
REPORTINGOWNERACCESSION_NUMBERUnique identifier assigned by the SEC to each EDGAR submission
REPORTINGOWNERRPTOWNERCIKCentral Index Key of reporting owner
REPORTINGOWNERRPTOWNERNAMEReporting ownername
REPORTINGOWNERRPTOWNER_RELATIONSHIPReporting owner relationship OFFICER, DIRECTOR, TENPERCENTOWNER , OTHER
REPORTINGOWNERRPTOWNER_TITLEReporting owner title if relationship is DIRECTOR
REPORTINGOWNERRPTOWNER_TXTIf Reporting owner relationship is 'OTHER' then provide additional details
REPORTINGOWNERRPTOWNER_STREET1Reporting owner Street address first line
REPORTINGOWNERRPTOWNER_STREET2Reporting owner Street address second line
REPORTINGOWNERRPTOWNER_CITYReporting owner City
REPORTINGOWNERRPTOWNER_STATEReporting owner State
REPORTINGOWNERRPTOWNER_ZIPCODEReporting owner address zipcode
REPORTINGOWNERRPTOWNER_STATE_DESCDescription of Reporting Owner State
REPORTINGOWNERFILE_NUMBERFiling identifier assigned by SEC when sourced from Edgar
SUBMISSIONACCESSION_NUMBERUnique identifier assigned by the SEC to each EDGAR submission
SUBMISSIONFILING_DATEIndicate FILING_DATE is sourced from EDGAR
SUBMISSIONPERIOD_OF_REPORTDate of Event Requiring Statement
SUBMISSIONDATE_OF_ORIG_SUBIf the original form is amended, this field corresponds to the date Date Original Filed
SUBMISSIONNO_SECURITIES_OWNEDDerived value on Form 3 based on the number of entries in <nonDerativeTable> and <DerativeTable> sections of document. If either table has at least one valid entry, EDGAR will set this element to true. Otherwise, it will be set to false
SUBMISSIONNOT_SUBJECT_SEC16In a Form 4 or Form 5, true for a reporting person not subject to Section 16 and no transaction or holdings reporting in <nonDerativeTable> and <DerativeTable> sections of document
SUBMISSIONFORM3_HOLDINGS_REPORTEDEDGAR derived value on Form 3 or Form 4 based on the number of <nonDerivativeHolding> and <derivativeHolding> elements with a <transactionFormType> value of “3.” If at least one “3” holding is being reported, EDGAR will set this element to true. Otherwise, it will be set to false
SUBMISSIONFORM4_TRANS_REPORTEDEDGAR derived value on Form 3 or Form 4 based on the number of <nonDerivativeTransaction> and <derivativeTransaction> elements with a <transactionFormType> value of “4.” If at least one “4” transaction is being reported, EDGAR will set this element to true. Otherwise, it will be set to false
SUBMISSIONDOCUMENT_TYPESubmission type is either an initial filing Form 3,4,5 or an amendment of either 3/A, 4/A or 5/A
SUBMISSIONISSUERCIKCentral Index Key of Issuer
SUBMISSIONISSUERNAMEName of Issuer
SUBMISSIONISSUERTRADINGSYMBOLIssuer Trading Symbol
SUBMISSIONCONTACT_NAMEName of Contact
SUBMISSIONCONTACT_PHONE_NUMBERPhone number of Contact
SUBMISSIONCONTACT_EMAIL_ADDRESSEmail address of Contact
SUBMISSIONNOTIFICATION_EMAIL_ADDRESSEmail address of NOTIFICATION
SUBMISSIONREMARKSRemarks from reporting owner
SUBMISSIONAFF10B5ONEThe transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)