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Data dictionary: Form D (notice of exempt offering of securities) - SEC Form D Data Sets

Machine-readable data dictionary for Form D (notice of exempt offering of securities) - SEC Form D Data Sets: every field (108) with the agency's own definition and source citation, official code lists, the values actually found in the published files (2008q1 to 2026q2), with company identifiers named as CIK, LEI and FIGI.

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TableFieldOfficial definitionForm itemCode list
FORMDSUBMISSIONACCESSIONNUMBER; The 20-character string formed from the 18-digit number assigned by the Commission to each EDGAR submission.
FORMDSUBMISSIONFILE_NUMFile number provided by the Commission.
FORMDSUBMISSIONFILING_DATEDate filed with the Commission.
FORMDSUBMISSIONSIC_CODEStandard Industrial Classification Codes. These codes are also used as a basis for assigning review responsibility for the company's filings.
FORMDSUBMISSIONSUBMISSIONTYPESubmission type.
FORMDSUBMISSIONOVER100PERSONSFLAGYes, if over 100 persons.
FORMDSUBMISSIONOVER100ISSUERFLAGYes, if over 100 issuers.
ISSUERSACCESSIONNUMBER; The 20-character string formed from the 18-digit number assigned by the Commission to each EDGAR submission.
ISSUERSIS_PRIMARYISSUER_FLAGYes, if primary issuer; if not then No.
ISSUERSISSUER_SEQ_KEYIssuer Index Key.
ISSUERSCIKCentral index key (CIK) of issuer submitting the filing.
ISSUERSENTITYNAMEName of Issuer
ISSUERSSTREET1Street Address 1.
ISSUERSSTREET2Street Address 2.
ISSUERSCITYCity.
ISSUERSSTATEORCOUNTRYState/Province/Country.
ISSUERSSTATEORCOUNTRYDESCRIPTIONFull name of the State or Country.
ISSUERSZIPCODEZip/Postal Code.
ISSUERSISSUERPHONENUMBERPhone No. of Issuer.
ISSUERSJURISDICTIONOFINCJurisdiction of Incorporation/Organization.
ISSUERSISSUER_PREVIOUSNAME_1Issuer Previous Name 1.
ISSUERSISSUER_PREVIOUSNAME_2Issuer Previous Name 2
ISSUERSISSUER_PREVIOUSNAME_3Issuer Previous Name 3.
ISSUERSEDGAR_PREVIOUSNAME_1EDGAR Previous Name 1
ISSUERSEDGAR_PREVIOUSNAME_2EDGAR Previous Name 2
ISSUERSEDGAR_PREVIOUSNAME_3EDGAR Previous Name 3
ISSUERSENTITYTYPEEntity type.
ISSUERSENTITYTYPEOTHERDESCDescription of Entity Type when indicated as 'Other' in EntityType.
ISSUERSYEAROFINC_TIMESPAN_CHOICEYear of incorporation/organization (Specify year).
ISSUERSYEAROFINC_VALUE_ENTEREDYear of Incorporation value entered.
OFFERINGACCESSIONNUMBER; The 20-character string formed from the 18-digit number assigned by the Commission to each EDGAR submission.
OFFERINGINDUSTRYGROUPTYPEType of Industry.
OFFERINGINVESTMENTFUNDTYPETypes of Security Offered.
OFFERINGIS40ACTFlag to indicate whether the issuer registered as an investment company under the Investment Company Act of 1940.
OFFERINGREVENUERANGERevenue Range.
OFFERINGAGGREGATENETASSETVALUERANGEAggregate Net Asset Value Range.
OFFERINGFEDERALEXEMPTIONS_ITEMS_LISTList of exemptions under Securities Act.
OFFERINGISAMENDMENTNew Notice/Amendment.
OFFERINGPREVIOUSACCESSIONNUMBERPrevious Accession Number; The 20-character string formed from the 18-digit number assigned by the Commission to each EDGAR submission.
OFFERINGSALE_DATESale date
OFFERINGYETTOOCCURFirst Sale Yet to Occur
OFFERINGMORETHANONEYEARDuration of offering more than one year
OFFERINGISEQUITYTYPEEquity
OFFERINGISDEBTTYPEDebt
OFFERINGISOPTIONTOACQUIRETYPEOption, Warrant or Other Right to Acquire Another Security
OFFERINGISSECURITYTOBEACQUIREDTYPESecurity to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security
OFFERINGISPOOLEDINVESTMENTFUNDTYPEPooled Investment Fund Interests
OFFERINGISTENANTINCOMMONTYPETenant-in-Common Securities
OFFERINGISMINERALPROPERTYTYPEMineral Property Securities
OFFERINGISOTHERTYPEOther (describe)
OFFERINGDESCRIPTIONOFOTHERTYPEDescription of Pooled Investment Type when 'OtherType' is indicated 'TRUE'.
OFFERINGISBUSINESSCOMBINATIONTRANSIs this offering being made in connection with a business combination transaction, such as a merger, acquisition, or exchange offer?
OFFERINGBUSCOMBCLARIFICATIONOFRESPClarification of Response (if Necessary).
OFFERINGMINIMUMINVESTMENTACCEPTEDMinimum investment accepted from any outside investor
OFFERINGOVER100RECIPIENTFLAGOver 100 Recipients
OFFERINGTOTALOFFERINGAMOUNTTotal offering amount.
OFFERINGTOTALAMOUNTSOLDTotal amount sold.
OFFERINGTOTALREMAININGTotal remaining to be sold.
OFFERINGSALESAMTCLARIFICATIONOFRESPClarification of Response (if Necessary).
OFFERINGHASNONACCREDITEDINVESTORSSelect if securities in the offering have been or may be sold to persons who do not qualify as accredited investors.
OFFERINGNUMBERNONACCREDITEDINVESTORSNumber of such non-accredited investors who already have invested in the offering.
OFFERINGTOTALNUMBERALREADYINVESTEDRegardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering.
OFFERINGSALESCOMM_DOLLARAMOUNTSales Commissions, USD.
OFFERINGSALESCOMM_ISESTIMATEEstimate.
OFFERINGFINDERSFEE_DOLLARAMOUNTFinders' Fee USD.
OFFERINGFINDERSFEE_ISESTIMATEEstimate.
OFFERINGFINDERFEECLARIFICATIONOFRESPClarification of Response (if Necessary).
OFFERINGGROSSPROCEEDSUSED_DOLLARAMOUNTProvide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount. USD
OFFERINGGROSSPROCEEDSUSED_ISESTIMATEEstimate.
OFFERINGGROSSPROCEEDSUSED_CLAROFRESPClarification of Response (if Necessary).
OFFERINGAUTHORIZEDREPRESENTATIVEI also am a duly authorized representative of the other Issuer(s) in Item 1 above and authorized to sign on their behalf.
RECIPIENTSACCESSIONNUMBER; The 20-character string formed from the 18-digit number assigned by the Commission to each EDGAR submission.
RECIPIENTSRECIPIENT_SEQ_KEYRecipient Index Key.
RECIPIENTSRECIPIENTNAMERecipient
RECIPIENTSRECIPIENTCRDNUMBERRecipient CRD Number
RECIPIENTSASSOCIATEDBDNAME(Associated) Broker or Dealer
RECIPIENTSASSOCIATEDBDCRDNUMBER(Associated) Broker or Dealer CRD Number
RECIPIENTSSTREET1STREET 1
RECIPIENTSSTREET2STREET 2
RECIPIENTSCITYcity
RECIPIENTSSTATEORCOUNTRYState/Province/Country
RECIPIENTSSTATEORCOUNTRYDESCRIPTIONFull name of country or state.
RECIPIENTSZIPCODEZip/Postal Code
RECIPIENTSSTATES_OR_VALUE_LISTList of States or Countries of Recipients.
RECIPIENTSDESCRIPTIONS_LISTFull name of States or Countries of Recipients.
RECIPIENTSFOREIGNSOLICITATIONSelected if the recipient has solicited sales in foreign countries.
RELATEDPERSONSACCESSIONNUMBER; The 20-character string formed from the 18-digit number assigned by the Commission to each EDGAR submission.
RELATEDPERSONSRELATEDPERSON_SEQ_KEYRelated Persons Index Key.
RELATEDPERSONSFIRSTNAMEFirst Name.
RELATEDPERSONSMIDDLENAMEMiddle Name.
RELATEDPERSONSLASTNAMELast Name.
RELATEDPERSONSSTREET1Street Address 1
RELATEDPERSONSSTREET2Street Address 2
RELATEDPERSONSCITYcity
RELATEDPERSONSSTATEORCOUNTRYState/Province/Country
RELATEDPERSONSSTATEORCOUNTRYDESCRIPTIONFull name of the country or state
RELATEDPERSONSZIPCODEZip/Postal Code
RELATEDPERSONSRELATIONSHIP_1Relationship of related person to issuer consisting of Executive Officer, Director, or Promoter.
RELATEDPERSONSRELATIONSHIP_2Relationship of related person to issuer consisting of Executive Officer, Director, or Promoter.
RELATEDPERSONSRELATIONSHIP_3Relationship of related person to issuer consisting of Executive Officer, Director, or Promoter.
RELATEDPERSONSRELATIONSHIPCLARIFICATIONClarification of Response (if Necessary).
SIGNATURESACCESSIONNUMBER; The 20-character string formed from the 18-digit number assigned by the Commission to each EDGAR submission.
SIGNATURESSIGNATURE_SEQ_KEYSignature index key.
SIGNATURESISSUERNAMEName of Issuer.
SIGNATURESSIGNATURENAMEName of Signature.
SIGNATURESNAMEOFSIGNERFull name of person signing the form.
SIGNATURESSIGNATURETITLETitle of person signing the form.
SIGNATURESSIGNATUREDATEDate of signature.